Wealth manager, independent · Lake Oswego, OR
Aldrich Wealth LP
Aldrich Wealth, Limited Partnership · SEC-registered investment adviser · CRD 147200 · SEC 801-69190
At a glance
Aldrich Wealth LP is an SEC-registered investment adviser based in Lake Oswego, Oregon, with $7.6B in regulatory assets under management as of its Form ADV filed March 5, 2026. It reports 651 individual clients, 387 of them high-net-worth, holding an average of about $7.5 million each, and 42 employees. That ranks it 139th among the nation’s 5,657 independent wealth management RIAs and 3rd of 101 in Oregon. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Great-West Trust Company.
Main office 503-620-5329aldrichadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $7.6B
- Rank among independent wealth managers
- #139 of 5,657
- Rank among all SEC RIAs
- #1,611 of 17,210
- Rank in Oregon
- #3 of 101
- Individual clients
- 651
- High-net-worth clients
- 387
- Accounts
- 2,477
- Discretionary
- 84% of AUM
- Employees
- 42
- Advisory staff
- 26
- Offices
- 5
Owners and executives on its Form ADV
- Kevin S. BarchusPrincipal
- Darin E. RichardsChief Investment Officer/principal
- Carl J. PinkardPrincipal/vice President
- Heather M. WonderlyPresident/principal
- Nicole R. RicePrincipal
- Luan D. DollensCCO
- Abbey RollinsPrincipal
- Lucas H. ZettleChief Financial Officer
- Kayla K. CookPrincipal
Custody and brokerage
Broker-dealer
Hybrid RIA
Aldrich Wealth LP is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Pacific Coast Capital, LLC.
- Pacific Coast Capital, LLC ↗CRD 304602
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Pacific Coast Capital as the broker-dealer its advisers are registered with.
ipal and Vice President of Aldrich Wealth is also associated with Aldrich Capital Advisors LP and a Registered Representative of Pacific Coast Capital, LLC, a limited -purpose, FINRA-registered broker-dealer owned by Aldrich Services, LLP.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 387 | $4.8B | 63% |
| Pension and profit sharing plans | 113 | $2.2B | 29% |
| Charitable organizations | 3 | $311M | 4% |
| Other investment advisers | – | $128M | 2% |
| Individuals | 264 | $109M | 1% |
| Corporations or other businesses | 15 | $60M | <1% |
Disciplinary disclosures
Aldrich Wealth LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗aldrichadvisors.com ↗
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- Assets, accounts, clients and staff, ten years of filings
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- 9 namedLocked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Oregon
All of Oregon →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Ferguson Wellman Capital Management, Inc.Portland | $11B | 951 |
| Kingsview Wealth Management, LLCGrants Pass | $9.0B | 12,143 |
| Becker Capital Management, Inc.Portland | $5.7B | 745 |
| Vista Capital Partners, Inc.Portland | $3.2B | 651 |
| Phillips and Company Advisors LLCPortland | $2.7B | 1,110 |
| CS Planning CorpPortland | $2.0B | 4,190 |
Background
Questions
How much does Aldrich Wealth LP manage?
Aldrich Wealth LP reports $7.6B in regulatory assets under management across 2,477 accounts, 84% of it on a discretionary basis, on its Form ADV filed March 5, 2026.
How many clients does Aldrich Wealth LP have?
It reports 651 individual clients: 387 high-net-worth individuals and 264 other individuals. Individuals account for about 64% of its regulatory assets.
Where is Aldrich Wealth LP headquartered?
Its main office is in Lake Oswego, Oregon. It reports 5 offices in total and 42 employees, 26 of whom perform investment advisory functions.
How does Aldrich Wealth LP charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Aldrich Wealth LP use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Great-West Trust Company. On Schedule D of its Form ADV filed March 5, 2026, it reports these amounts held: Charles Schwab ($4.4B); Great-West Trust Company ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Aldrich Wealth LP a hybrid RIA with a broker-dealer?
Aldrich Wealth LP is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Pacific Coast Capital, LLC. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Aldrich Wealth LP a fiduciary?
As an SEC-registered investment adviser, Aldrich Wealth LP owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 1 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Aldrich Wealth LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →