RIA custodians · Form ADV filings, October 2025 to September 2026

Axos

The wealth-focused RIAs that custody with Axos: how many, how big, where they are and the largest of them. Every $1 billion+ RIA using Axos in the RIA database.

RIAs using it: 84
Assets held: $23B
Median firm: $248M
Only custodian: 36%

RIAs by size

Under $250M4250%
$250M–$1B2732%
$1B–$5B1214%
$5B+34%

Regulatory assets under management of each RIA naming Axos.

Largest independent RIAs using Axos

Largest independent wealth management RIAs naming Axos as a custodian
#	Firm	Headquarters	Regulatory AUM	Held at Axos	Individual clients	Employees
1	Oneseven SEC record	Beachwood, OH	$7.7B	$188M	15,787	264
2	CG Advisory Services SEC record	Williamston, MI	$4.6B	$100M	4,898	136
3	Corecap Advisors SEC record	Southfield, MI	$4.0B	$2M	9,671	116
4	HBW Advisory Services LLC SEC record	Simi Valley, CA	$1.7B	$400M	13,779	72
5	The Planning Center, Inc.SEC record	Moline, IL	$1.4B	$633M	895	28
6	Paul Winkler, Inc.SEC record	Goodlettsville, TN	$1.3B	$500M	2,419	22
7	Verity Asset Management SEC record	Durham, NC	$1.2B	$404M	5,803	77
8	Encompass More Asset Management LLCSEC record	Danville, CA	$985M	$2M	4,008	108
9	SEM Wealth ManagementSEC record	Tucson, AZ	$933M	$735M	1,980	11
10	Oakworth Asset Management, LLCSEC record	Birmingham, AL	$846M	$805M	539	20
11	Wisdom Financial Services, L.L.C.SEC record	Geneseo, IL	$779M	$606M	1,518	14
12	Sapere Wealth Management, LLCSEC record	Matthews, NC	$605M	$203M	227	7
13	A & I Wealth ManagementSEC record	Lone Tree, CO	$560M	$492M	518	9
14	Mason & Associates, LLCSEC record	Newport News, VA	$471M	$462M	414	11
15	Hassell Wealth ManagementSEC record	Houma, LA	$387M	$1M	414	9
16	Rebel Financial, LLCSEC record	Groveport, OH	$370M	$32M	433	6
17	Seros Wealth PartnersSEC record	Gilbert, AZ	$359M	$181M	441	10
18	Bull Harbor Capital LLC.SEC record	Bethesda, MD	$355M	$0M	421	43
19	Stewardship Advisory Group, LLCSEC record	Clermont, FL	$322M	$299M	530	17
20	BCA Private Wealth, Inc.SEC record	Greenville, SC	$317M	$48M	383	5
21	Aurelius Family Office, LLCSEC record	Bedford, NH	$315M	$268M	165	8
22	Stangier Wealth ManagementSEC record	Clackamas, OR	$300M	$296M	496	4
23	CMG Capital Management Group, Inc.SEC record	Malvern, PA	$257M	$126M	536	10
24	Interactive Financial AdvisorsSEC record	New Lenox, IL	$240M	$235M	1,307	33
25	Storehouse Financial LLCSEC record	Fort Worth, TX	$240M	$193M	1,330	6

Ranked by regulatory assets under management. “Held at” is the separately managed account assets each firm reports at Axos; many firms split assets across custodians.

Where they are

Also custody with

Questions

How many RIAs use Axos?

84 wealth-focused SEC-registered RIAs name Axos as a custodian on Form ADV, about 1% of those that report one, ranking it 14th of the 23 custodians we track, according to Financial ADVSR’s review of filings from October 2025 to September 2026.

How much RIA money does Axos hold?

The RIAs that use Axos report $23B held there in separately managed accounts, 18th among custodians. The median firm keeps $144M at Axos and manages $248M in all.

What is the largest RIA that uses Axos?

Among independent wealth managers, Oneseven of Beachwood, OH is the largest firm naming Axos, with $7.7B in regulatory assets under management, $188M of it reported at Axos.

Do RIAs that use Axos also use other custodians?

36% of them name Axos as their only custodian. The most common second custodian is Charles Schwab, named by 42 of Axos’s RIAs.

How we built this

Every SEC-registered adviser lists, in Schedule D, Section 5.K(3) of Form ADV, each custodian that holds 10% or more of its separately managed account assets, with the amount held. We took each adviser’s latest filing from October 2025 to September 2026 and kept the 9,157 wealth-focused firms, which manage at least half of their assets for individuals and high-net-worth clients; 8,572 of them report custodians. Custodian legal entities are grouped by parent, so Schwab’s entities count as one custodian and Fidelity’s RIA custody and clearing businesses as another. A custodian’s own affiliated advisers aren’t counted toward it. The firm counts match our RIA Custody Tracker.

Largest-firm tables show independent wealth managers only, the same test as the Largest RIAs: firms that offer financial planning, aren’t broker-dealers themselves and hold less than half their assets in wrap programs they sponsor or manage. Firm size and headquarters come from the SEC’s registered-adviser list.

What it doesn’t show

Custodians holding less than 10% of a firm’s separately managed account assets aren’t listed, so smaller relationships are missed.
Assets held cover separately managed accounts only, not pooled funds, and are as of each firm’s fiscal year-end.
Broker-dealer clearing firms appear alongside RIA custodians because advisers list them the same way; Fidelity and Pershing pages show the split.
State-registered advisers, most with under $100 million, aren’t in SEC data.

The data is free to use with credit to Financial ADVSR. Questions or corrections: contact the editors.