Chief Revenue Officer & Chief Compliance Officer · Ecio, Inc.
Courtney L. Dean
CRD 2654895 · Named on Form ADV at one SEC-registered adviser
At a glance
Ecio, Inc., an SEC-registered asset manager based in Madison, WI with $396 million in regulatory assets, lists Courtney L. Dean on its Form ADV as Chief Revenue Officer & Chief Compliance Officer, a control person.
Firms and roles
- Ecio, Inc.Chief Revenue Officer & Chief Compliance OfficerAsset manager · Madison, WI · $396M in regulatory assets
AtlasMembers
Courtney’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Phillip R. WaaraChief Operating Officer, Ecio, Inc.
- Robin C. RoquitteMember/chief Executive Officer, Ecio, Inc.
- Clark M HuangMember & Chief Technology Officer, Ecio, Inc.
- Timothy D. IveyVice President, Ecio, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Courtney’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.