Broker-dealer firm · Pittsburgh, PA
PNC Wealth Management
SEC-registered investment adviser · CRD 129052 · SEC 801-66195
At a glance
PNC Wealth Management is an SEC-registered investment adviser based in Pittsburgh, Pennsylvania, with $30.3 billion in regulatory assets under management as of its Form ADV filed September 14, 2026. Its largest client group by assets is individuals, and it reports 160,885 individual clients. By Form ADV it is a broker-dealer firm, ranked 34th of 391 broker-dealer firms and 646th of 17,210 SEC-registered advisers by assets.
Main office 800-762-6111pnc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $30B
- Rank among broker-dealer firms
- #34 of 391
- Rank among all SEC RIAs
- #646 of 17,210
- Rank in Pennsylvania
- #23 of 564
- Individual clients
- 160,885
- High-net-worth clients
- 3,185
- Accounts
- 164,103
- Discretionary
- 93% of AUM
- Employees
- 1,713
- Advisory staff
- 825
- Offices
- 595
Owners and executives on its Form ADV
- Richard Robert GuerriniPresident, CEO, Board of Managers
- Margaret Mary RichardsonChief Operating Officer/board of Managers
- Robert Wilson SantilloBoard of Managers
- Leigh Chase ThompsonChief Legal Officer
- Jessica MitchellBoard of Managers
- John Paul HolodinskiBoard of Managers
- Kimberly Lynn WeidnerChief Risk Officer & Board of Managers
- Regis Resende RamosChief Financial Officer, Principal Financial Officer, Finop
- Stephanie Elizabeth RodgersBoard of Managers & Secretary
- Sean FlynnChief Compliance Officer & Board of Managers
Custody and brokerage
Broker-dealer
Hybrid RIA
PNC Wealth Management is a hybrid RIA: 1,709 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Harris Williams LLC, Harris Williams Primary Fund Placement LLC, PNC Capital Markets LLC and Solebury Capital LLC.
- Harris Williams LLC ↗CRD 113930
- Harris Williams Primary Fund Placement LLC ↗CRD 131452
- PNC Capital Markets LLC ↗CRD 15647
- Solebury Capital LLC ↗CRD 143299
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 157,700 | $24B | 79% |
| High-net-worth individuals | 3,185 | $5.4B | 18% |
| Pension and profit sharing plans | 2,495 | $450M | 1% |
| Corporations or other businesses | 506 | $299M | <1% |
| Charitable organizations | 174 | $105M | <1% |
| Other | 45 | $16M | <1% |
Disciplinary disclosures
PNC Wealth Management answers yes to 23 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗pnc.com ↗
AtlasMembers
The full record on PNC Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 43 peers of its type and size
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- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does PNC Wealth Management manage?
PNC Wealth Management reports $30.3 billion in regulatory assets under management across 164,103 accounts, 93% of it on a discretionary basis, on its Form ADV filed September 14, 2026.
What kind of firm is PNC Wealth Management?
PNC Wealth Management is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are PNC Wealth Management’s clients?
By assets, its largest client types are individuals ($24.0 billion, 157,700 clients); high-net-worth individuals ($5.4 billion, 3,185 clients); pension and profit sharing plans ($450 million, 2,495 clients).
Does PNC Wealth Management have any disciplinary history?
PNC Wealth Management answers yes to 23 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is PNC Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →