Chief Financial Officer, Principal Financial Officer, Finop · PNC Wealth Management
Regis Resende Ramos
CRD 5205169 · Named on Form ADV at one SEC-registered adviser
At a glance
PNC Wealth Management, an SEC-registered broker-dealer firm based in Pittsburgh, PA with $30.3 billion in regulatory assets, lists Regis Resende Ramos on its Form ADV as Chief Financial Officer, Principal Financial Officer, Finop, a control person.
Firms and roles
- PNC Wealth ManagementChief Financial Officer, Principal Financial Officer, FinopBroker-dealer firm · Pittsburgh, PA · $30B in regulatory assets
AtlasMembers
Regis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Richard Robert GuerriniPresident, CEO, Board of Managers, PNC Wealth Management
- Margaret Mary RichardsonChief Operating Officer/board of Managers, PNC Wealth Management
- Robert Wilson SantilloBoard of Managers, PNC Wealth Management
- Leigh Chase ThompsonChief Legal Officer, PNC Wealth Management
- Jessica MitchellBoard of Managers, PNC Wealth Management
4 more people named with Regis on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Regis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.