Wealth manager, bank-affiliated · Saint Petersburg, FL
Raymond James Financial Services Advisors, Inc
SEC-registered investment adviser · CRD 149018 · SEC 801-69815
At a glance
Raymond James Financial Services Advisors, Inc is an SEC-registered investment adviser based in Saint Petersburg, Florida, with $390.0 billion in regulatory assets under management as of its Form ADV filed September 21, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 493,979 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 5th of 8,915 wealth managers and 65th of 17,210 SEC-registered advisers by assets.
Main office 727-567-3020raymondjames.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $390B
- Rank among wealth managers
- #5 of 8,915
- Rank among all SEC RIAs
- #65 of 17,210
- Rank in Florida
- #3 of 1,090
- Individual clients
- 493,979
- High-net-worth clients
- 91,402
- Accounts
- 1,107,860
- Discretionary
- 44% of AUM
- Employees
- 9,675
- Advisory staff
- 6,024
- Offices
- 3,630
Owners and executives on its Form ADV
- Scott CurtisDirector
- Jonathan SantelliGeneral Counsel
- Philip Roger MartinRIA Chief Compliance Officer
- Keith G RustDirector
- Brock A. GuiceSecretary
- Tashtego Spring ElwynDirector; Chairman of the Board; President; Chief Executive Officer
- Stephen E. KruchtenDirector
- Ronice L. BarlowChief Operating Officer
- Douglas C. BrigmanDirector
- Kirk E. BellDirector; President, ICD
- William C. GeisDirector
- Andrew C. ZolperDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
Raymond James Financial Services Advisors, Inc is a hybrid RIA: 6,490 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Carillon Fund Distributors, Inc., Cebile Capital LLP, Raymond James & Associates, Inc., Raymond James (USA) LTD, Raymond James Financial Services, Inc., Raymond James Investment Services Limited, Raymond James LTD. and Sumridge Partners, LLC.
- Carillon Fund Distributors, Inc. ↗CRD 139749
- Cebile Capital LLP
- Raymond James & Associates, Inc. ↗CRD 705
- Raymond James (USA) LTD ↗CRD 25853
- Raymond James Financial Services, Inc. ↗CRD 6694
- Raymond James Investment Services Limited
- Raymond James LTD.
- Sumridge Partners, LLC ↗CRD 152437
Its Form ADV brochure (filed September 2026) names Raymond James Financial Services and Raymond James Financial Services Advisors as the broker-dealer its advisers are registered with.
In many cases, your IAR is also a registered representative of RJFS and also provides services as an employee or independent contractor of the financial institution with which RJFSA is not affiliated.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 91,402 | $231B | 59% |
| Individuals | 402,577 | $115B | 30% |
| Pension and profit sharing plans | 8,500 | $27B | 7% |
| Corporations or other businesses | 5,554 | $15B | 4% |
| Insurance companies | 74 | $688M | <1% |
| Charitable organizations | 107 | $344M | <1% |
| Banking or thrift institutions | 203 | $314M | <1% |
| State or municipal government entities | 22 | $95M | <1% |
Disciplinary disclosures
Raymond James Financial Services Advisors, Inc answers yes to 42 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
- Other
Form ADV and brochures on the SEC’s adviser search ↗raymondjames.com ↗
AtlasMembers
The full record on Raymond James Financial Services Advisors, Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 30 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 5Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Raymond James Financial Services Advisors, Inc manage?
Raymond James Financial Services Advisors, Inc reports $390.0 billion in regulatory assets under management across 1,107,860 accounts, 44% of it on a discretionary basis, on its Form ADV filed September 21, 2026.
What kind of firm is Raymond James Financial Services Advisors, Inc?
Raymond James Financial Services Advisors, Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Raymond James Financial Services Advisors, Inc’s clients?
By assets, its largest client types are high-net-worth individuals ($230.8 billion, 91,402 clients); individuals ($115.3 billion, 402,577 clients); pension and profit sharing plans ($27.0 billion, 8,500 clients).
Does Raymond James Financial Services Advisors, Inc have any disciplinary history?
Raymond James Financial Services Advisors, Inc answers yes to 42 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Raymond James Financial Services Advisors, Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →