President - Chief Executive Officer Director · Raymond James & Associates, Inc.
Tashtego Spring Elwyn
CRD 2319098 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Raymond James & Associates, Inc., an SEC-registered broker-dealer firm based in St. Petersburg, FL with $501.0 billion in regulatory assets, lists Tashtego Spring Elwyn on its Form ADV as President - Chief Executive Officer Director, a control person. The SEC filings also name Tashtego at 1 other registered adviser.
Firms and roles
- Raymond James & Associates, Inc.President - Chief Executive Officer DirectorBroker-dealer firm · St. Petersburg, FL · $501B in regulatory assets
- Raymond James Financial Services Advisors, IncDirector; Chairman of the Board; President; Chief Executive OfficerWealth manager · Saint Petersburg, FL · $390B in regulatory assets
AtlasMembers
Tashtego’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
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Colleagues named on the same filings (16)
- James BunnDirector, Raymond James & Associates, Inc.
- Jonathan SantelliGeneral Counsel / Secretary, Raymond James & Associates, Inc.
- Shawn Joseph BarkoChief Compliance Officer, Raymond James & Associates, Inc.
- Scott CurtisDirector, Raymond James & Associates, Inc.
- James Philip SicklingDirector, Raymond James & Associates, Inc.
11 more people named with Tashtego on the same filings, with titles and firms. Free in Atlas with a free account.
See all 16 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tashtego’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.