Director · Raymond James & Associates, Inc.
James Bunn
CRD 3130320 · Named on Form ADV at one SEC-registered adviser
At a glance
Raymond James & Associates, Inc., an SEC-registered broker-dealer firm based in St. Petersburg, FL with $501.0 billion in regulatory assets, lists James Bunn on its Form ADV as Director, a control person.
Firms and roles
- Raymond James & Associates, Inc.DirectorBroker-dealer firm · St. Petersburg, FL · $501B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Tashtego Spring ElwynPresident - Chief Executive Officer Director, Raymond James & Associates, Inc.
- Jonathan SantelliGeneral Counsel / Secretary, Raymond James & Associates, Inc.
- Shawn Joseph BarkoChief Compliance Officer, Raymond James & Associates, Inc.
- Scott CurtisDirector, Raymond James & Associates, Inc.
- James Philip SicklingDirector, Raymond James & Associates, Inc.
4 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.