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RIA Chief Compliance Officer · Raymond James Financial Services Advisors, Inc

Philip Roger Martin

CRD 2613565 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Raymond James Financial Services Advisors, Inc, an SEC-registered wealth manager based in Saint Petersburg, FL with $390.0 billion in regulatory assets, lists Philip Roger Martin on its Form ADV as RIA Chief Compliance Officer, a control person. The SEC filings also name Philip at 1 other registered adviser.

Firms and roles

AtlasMembers

Philip’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (16)

  • Scott CurtisDirector, Raymond James Financial Services Advisors, Inc
  • Jonathan SantelliGeneral Counsel, Raymond James Financial Services Advisors, Inc
  • Keith G RustDirector, Raymond James Financial Services Advisors, Inc
  • Brock A. GuiceSecretary, Raymond James Financial Services Advisors, Inc
  • Tashtego Spring ElwynDirector; Chairman of the Board; President; Chief Executive Officer, Raymond James Financial Services Advisors, Inc

11 more people named with Philip on the same filings, with titles and firms. Free in Atlas with a free account.

See all 16 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Philip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.