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Financial ADVSR advisor directory · SEC adviser records

Kom Wealth Management Group, LLC financial advisors in Appleton, WI

Every SEC-registered investment adviser representative at a Kom Wealth Management Group, LLC office in Appleton, A to Z.

6 registered advisors work at Kom Wealth Management Group, LLC in Appleton, out of 6 at the firm nationwide; it ranks number 15 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Kom Wealth Management Group, LLC advisors in Appleton, A to Z

Every Kom Wealth Management Group, LLC advisor →

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Other firms in Appleton

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Thrivent Investment Management Inc. 74Gateway Wealth Partners, LLC 43LPL Financial LLC 35Osaic Wealth, Inc. 23Wells Fargo Clearing Services, LLC 14Endowment Wealth Management, Inc. 12Ameriprise Financial Services, LLC 11Avaii Wealth Management, LLC 10Edward Jones 10Etf Model Solutions, LLC 10Cambridge Investment Research Advisors, Inc. 9McGlone Suttner Wealth Management, Inc. 8

Questions

How many financial advisors does Kom Wealth Management Group, LLC have in Appleton?

6 investment adviser representatives are registered at Kom Wealth Management Group, LLC offices in Appleton, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 6 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Kom Wealth Management Group, LLC one of the largest advisor employers in Appleton?

Kom Wealth Management Group, LLC ranks number 15 in Appleton by registered advisors; Thrivent Investment Management Inc. has the most, with 74.

How do I check a Kom Wealth Management Group, LLC advisor in Appleton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Kom Wealth Management Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.