Partner · KOM Wealth Management Group, LLC
Troy A. Sommerfeld
CRD 7168165 · Named on Form ADV at one SEC-registered adviser
At a glance
KOM Wealth Management Group, LLC, an SEC-registered wealth manager based in Appleton, WI with $408 million in regulatory assets, lists Troy A. Sommerfeld on its Form ADV as Partner.
Firms and roles
- KOM Wealth Management Group, LLCPartnerWealth manager · Appleton, WI · $408M in regulatory assets
AtlasMembers
Troy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2019 (6 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Troy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James M. McGloneSenior Partner / Managing Member / Chief Compliance Officer, KOM Wealth Management Group, LLC
- Kaley M. KleppsPartner, KOM Wealth Management Group, LLC
- Kenneth J. McGlonePartner, KOM Wealth Management Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Troy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.