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IN Private equity is knocking. Who should be in your corner?IN Freehold Wealth Management brings $576M to Osaic in multigenerational moveIN Sanctuary Wealth adds elder care platform to advisor toolkitIN Beyond tax loss harvesting: why long-short strategies demand a harder lookIN Investors still want advisors, even as AI expands investment choicesIN AI poses moderate disruption risk to wealth managers and retail banks, Fitch saysCW Podcast: Schwab takes its cut, Beacon Pointe powers upRB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders

Financial ADVSR advisor directory · SEC adviser records

Osaic Advisory Services, LLC financial advisors in Appleton, WI

Every SEC-registered investment adviser representative at a Osaic Advisory Services, LLC office in Appleton, A to Z.

3 registered advisors work at Osaic Advisory Services, LLC in Appleton, out of 329 at the firm nationwide; it ranks number 33 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.

Osaic Advisory Services, LLC advisors in Appleton, A to Z

Every Osaic Advisory Services, LLC advisor →

Osaic Advisory Services, LLC advisors in every city and state →Osaic Advisory Services, LLC: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Advisory Services, LLC advisors in other cities

Atlanta, GA 74Mayfield Hts, OH 11Omaha, NE 11Scottsdale, AZ 8Aurora, OH 7Meridian, ID 7Pocatello, ID 7Colorado Springs, CO 5Frankfort, KY 5Plantation, FL 5The Woodlands, TX 5Auburn, AL 4Gettysburg, PA 4Houston, TX 4San Diego, CA 4

Other firms in Appleton

All Appleton advisors →

Thrivent Investment Management Inc. 74Gateway Wealth Partners, LLC 43LPL Financial LLC 35Osaic Wealth, Inc. 23Wells Fargo Clearing Services, LLC 14Endowment Wealth Management, Inc. 12Ameriprise Financial Services, LLC 11Avaii Wealth Management, LLC 10Edward Jones 10Etf Model Solutions, LLC 10Cambridge Investment Research Advisors, Inc. 9McGlone Suttner Wealth Management, Inc. 8

Questions

How many financial advisors does Osaic Advisory Services, LLC have in Appleton?

3 investment adviser representatives are registered at Osaic Advisory Services, LLC offices in Appleton, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 329 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.

Is Osaic Advisory Services, LLC one of the largest advisor employers in Appleton?

Osaic Advisory Services, LLC ranks number 33 in Appleton by registered advisors; Thrivent Investment Management Inc. has the most, with 74.

How do I check a Osaic Advisory Services, LLC advisor in Appleton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.