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Financial ADVSR advisor directory · SEC adviser records

Osaic Advisory Services, LLC financial advisors in The Woodlands, TX

Every SEC-registered investment adviser representative at a Osaic Advisory Services, LLC office in The Woodlands, A to Z.

The short answer

5 registered advisors work at Osaic Advisory Services, LLC in The Woodlands, out of 301 at the firm nationwide; it ranks number 30 in the city by advisors. 4 list the CFP designation and 5 are also registered broker representatives.

Osaic Advisory Services, LLC advisors in The Woodlands, A to Z

Every Osaic Advisory Services, LLC advisor →

Osaic Advisory Services, LLC advisors in every city and state →Osaic Advisory Services, LLC: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Advisory Services, LLC advisors in other cities

Atlanta, GA 71Omaha, NE 11Mayfield Hts, OH 9Pocatello, ID 7Colorado Springs, CO 6Frankfort, KY 6Meridian, ID 6Scottsdale, AZ 6Bloomfield Hills, MI 5Houston, TX 5Auburn, AL 4Manasquan, NJ 4San Diego, CA 4Windsor, CT 4Appleton, WI 3

Other firms in The Woodlands

All The Woodlands advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 75Strategic Advisers LLC 28Wells Fargo Clearing Services, LLC 27Morgan Stanley 21Edward Jones 19Charles Schwab & Co., Inc. 17J.P. Morgan Securities LLC 17Rhame & Gorrell Wealth Management 17LPL Financial LLC 16Raymond James Financial Services Advisors, Inc. 16Ameriprise Financial Services, LLC 15UBS Financial Services Inc. 14

Questions

How many financial advisors does Osaic Advisory Services, LLC have in The Woodlands?

5 investment adviser representatives are registered at Osaic Advisory Services, LLC offices in The Woodlands, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 301 nationwide. 4 list the CFP designation and 5 are also registered as broker representatives.

Is Osaic Advisory Services, LLC one of the largest advisor employers in The Woodlands?

Osaic Advisory Services, LLC ranks number 30 in The Woodlands by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 75.

How do I check a Osaic Advisory Services, LLC advisor in The Woodlands?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.