Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO saysWM Raymond James Recruits $700M Advisor Team from Truist

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in The Woodlands, TX

Every SEC-registered investment adviser representative at a firm office in The Woodlands, with the firms that employ the most of them.

540 registered advisors work in The Woodlands; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (68). 87 list the CFP designation and 370 are also registered broker representatives.

Firms with the most advisors in The Woodlands

FirmAdvisors in The Woodlands
Merrill Lynch, Pierce, Fenner & Smith Incorporated news68
Wells Fargo Clearing Services, LLC news29
Strategic Advisers LLC23
Morgan Stanley news20
Edward Jones news18
Charles Schwab & Co., Inc. news17
J.P. Morgan Securities LLC news17
Raymond James Financial Services Advisors, Inc. news17
Rhame & Gorrell Wealth Management17
UBS Financial Services Inc. news17
LPL Financial LLC news15
Ameriprise Financial Services, LLC news14
Raymond James & Associates, Inc. news11
Avion Wealth10
Diamond Client Group, LLC10
Northwestern Mutual Investment Services, LLC10
Osaic Wealth, Inc. news8
The Sum8
Oppenheimer & Co. Inc. news7
Rockefeller Financial LLC news7
Thrivent Investment Management Inc.7
Awm Financial Services Inc.6
Banorte Asset Management, Inc.6
Captrust news6
Sanctuary Advisors, LLC6

Advisors in The Woodlands, A to Z (first 300 of 540)

CFP advisors in The Woodlands →

Other cities in Texas

All of Texas →

Houston 4,722Dallas 3,888Austin 3,485Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758Southlake 325Sugar Land 305El Paso 249McKinney 245Katy 219Lubbock 217Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140Georgetown 137

Questions

How many financial advisors are in The Woodlands, TX?

540 investment adviser representatives are registered at firm offices in The Woodlands, Texas, according to the SEC's Investment Adviser Public Disclosure records. 370 of them are also registered as broker representatives, and 87 list the CFP designation.

Which firm has the most financial advisors in The Woodlands?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 68 registered advisors in The Woodlands, followed by Wells Fargo Clearing Services, LLC with 29.

How do I check a financial advisor in The Woodlands?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.