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Chief Compliance Officer · Avion Wealth

Paul J. Carroll

CRD 1896590 · Named on Form ADV at one SEC-registered adviser

At a glance

Avion Wealth, an SEC-registered wealth manager based in The Woodlands, TX with $985 million in regulatory assets, lists Paul J. Carroll on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Avion WealthChief Compliance OfficerWealth manager · The Woodlands, TX · $985M in regulatory assets

AtlasMembers

Paul’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.