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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in The Woodlands, TX

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in The Woodlands, A to Z.

The short answer

10 registered advisors work at Northwestern Mutual Investment Services, LLC in The Woodlands, out of 1,946 at the firm nationwide; it ranks number 15 in the city by advisors. 1 list the CFP designation and 10 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in The Woodlands, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in The Woodlands

All The Woodlands advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 75Strategic Advisers LLC 28Wells Fargo Clearing Services, LLC 27Morgan Stanley 21Edward Jones 19Charles Schwab & Co., Inc. 17J.P. Morgan Securities LLC 17Rhame & Gorrell Wealth Management 17LPL Financial LLC 16Raymond James Financial Services Advisors, Inc. 16Ameriprise Financial Services, LLC 15UBS Financial Services Inc. 14

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in The Woodlands?

10 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in The Woodlands, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 1 list the CFP designation and 10 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in The Woodlands?

Northwestern Mutual Investment Services, LLC ranks number 15 in The Woodlands by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 75.

How do I check a Northwestern Mutual Investment Services, LLC advisor in The Woodlands?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.