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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in The Woodlands, TX

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in The Woodlands, A to Z.

The short answer

68 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in The Woodlands, out of 22,881 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 67 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in The Woodlands, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191

Other firms in The Woodlands

All The Woodlands advisors →

Wells Fargo Clearing Services, LLC 29Strategic Advisers LLC 23Morgan Stanley 20Edward Jones 18Charles Schwab & Co., Inc. 17J.P. Morgan Securities LLC 17Raymond James Financial Services Advisors, Inc. 17Rhame & Gorrell Wealth Management 17UBS Financial Services Inc. 17LPL Financial LLC 15Ameriprise Financial Services, LLC 14Raymond James & Associates, Inc. 11

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in The Woodlands?

68 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in The Woodlands, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 67 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in The Woodlands?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 1 in The Woodlands by registered advisors, ahead of Wells Fargo Clearing Services, LLC (29).

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in The Woodlands?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.