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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in The Woodlands, TX

Every SEC-registered investment adviser representative at a LPL Financial LLC office in The Woodlands, A to Z.

The short answer

16 registered advisors work at LPL Financial LLC in The Woodlands, out of 21,094 at the firm nationwide; it ranks number 11 in the city by advisors. 2 list the CFP designation and 16 are also registered broker representatives.

LPL Financial LLC advisors in The Woodlands, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in The Woodlands

All The Woodlands advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 68Wells Fargo Clearing Services, LLC 29Strategic Advisers LLC 23Morgan Stanley 20Edward Jones 18Charles Schwab & Co., Inc. 17J.P. Morgan Securities LLC 17Raymond James Financial Services Advisors, Inc. 17Rhame & Gorrell Wealth Management 17UBS Financial Services Inc. 17Ameriprise Financial Services, LLC 14Raymond James & Associates, Inc. 11

Questions

How many financial advisors does LPL Financial LLC have in The Woodlands?

16 investment adviser representatives are registered at LPL Financial LLC offices in The Woodlands, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 16 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in The Woodlands?

LPL Financial LLC ranks number 11 in The Woodlands by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 68.

How do I check a LPL Financial LLC advisor in The Woodlands?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.