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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Charlotte, A to Z.

The short answer

434 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Charlotte, out of 22,882 at the firm nationwide; it ranks number 2 in the city by advisors. 4 list the CFP designation and 434 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Charlotte, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175Washington, DC 170

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 641Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66First Citizens Investor Services, Inc. 54

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Charlotte?

434 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 4 list the CFP designation and 434 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Charlotte?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 2 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 641.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.