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Financial ADVSR advisor directory · SEC adviser records

First Citizens Investor Services, Inc. financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a First Citizens Investor Services, Inc. office in Charlotte, A to Z.

The short answer

54 registered advisors work at First Citizens Investor Services, Inc. in Charlotte, out of 370 at the firm nationwide; it ranks number 13 in the city by advisors. 9 list the CFP designation and 54 are also registered broker representatives.

First Citizens Investor Services, Inc. advisors in Charlotte, A to Z

Every First Citizens Investor Services, Inc. advisor →

First Citizens Investor Services, Inc. advisors in every city and state →First Citizens Investor Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

First Citizens Investor Services, Inc. advisors in other cities

Raleigh, NC 86Columbia, SC 26Boston, MA 16Pasadena, CA 14Wilmington, NC 11Mooresville, NC 9Moncks Corner, SC 8Ft Lauderdale, FL 7Atlanta, GA 6Greenville, SC 6Washington, PA 5Asheville, NC 4Durham, NC 4Greensboro, NC 4Hendersonville, NC 4

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60

Questions

How many financial advisors does First Citizens Investor Services, Inc. have in Charlotte?

54 investment adviser representatives are registered at First Citizens Investor Services, Inc. offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 370 nationwide. 9 list the CFP designation and 54 are also registered as broker representatives.

Is First Citizens Investor Services, Inc. one of the largest advisor employers in Charlotte?

First Citizens Investor Services, Inc. ranks number 13 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.

How do I check a First Citizens Investor Services, Inc. advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the First Citizens Investor Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.