Executive Director of Wealth Sales · First Citizens Investor Services, Inc.
Marc Kevin Horgan
CRD 6911871 · Named on Form ADV at one SEC-registered adviser
At a glance
First Citizens Investor Services, Inc., an SEC-registered broker-dealer firm based in Raleigh, NC with $2.6 billion in regulatory assets, lists Marc Kevin Horgan on its Form ADV as Executive Director of Wealth Sales, a control person.
Firms and roles
- First Citizens Investor Services, Inc.Executive Director of Wealth SalesBroker-dealer firm · Raleigh, NC · $2.6B in regulatory assets
AtlasMembers
Marc’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Marc’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- David Lee BiliterPresident, First Citizens Investor Services, Inc.
- Charles Falconer III McCallumSenior Director Wealth Risk & Governance, First Citizens Investor Services, Inc.
- Michael Lee LongestSenior Director Wealth Finance & Technology, First Citizens Investor Services, Inc.
- Michael Christopher WilsonWealth Management Executive, First Citizens Investor Services, Inc.
- Serina M. ShoresSenior Director Fcis Compliance, First Citizens Investor Services, Inc.
2 more people named with Marc on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marc’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.