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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lubbock, TX

Every SEC-registered investment adviser representative at a firm office in Lubbock, with the firms that employ the most of them.

The short answer

217 registered advisors work in Lubbock; the most are at Edward Jones (37). 40 list the CFP designation and 169 are also registered broker representatives.

Firms with the most advisors in Lubbock

FirmAdvisors in Lubbock
Edward Jones news37
Raymond James Financial Services Advisors, Inc. news20
LPL Financial LLC news19
Merrill Lynch, Pierce, Fenner & Smith Incorporated news14
Morgan Stanley news10
MML Investors Services, LLC9
Amicus Financial Advisors, LLC8
Cetera Investment Advisers LLC news8
Wells Fargo Clearing Services, LLC news8
Lonestar Registered Investment Advisors, LLC7
Ameriprise Financial Services, LLC news6
State Farm Investment Management Corp.5
The Ameriflex Group5
Eagle Strategies LLC4
Pfs Investments Inc.4
Prospera Financial Services, Inc.4
Bonner & Smith, LLC3
McDonald Capital Management3
Aim Advisory Group, LLC2
Alpha Capital LLC2
Cambridge Investment Research Advisors, Inc. news2
Crescent Advisor Group, Inc.2
Equitable Advisors, LLC news2
Green & Deckert LLC2
High Plains Investment Advisors, Inc.2

Advisors in Lubbock, A to Z

CFP advisors in Lubbock →

Other cities in Texas

All of Texas →

Houston 4,722Dallas 3,888Austin 3,485Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758The Woodlands 540Southlake 325Sugar Land 305El Paso 249McKinney 245Katy 219Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140Georgetown 137

Questions

How many financial advisors are in Lubbock, TX?

217 investment adviser representatives are registered at firm offices in Lubbock, Texas, according to the SEC's Investment Adviser Public Disclosure records. 169 of them are also registered as broker representatives, and 40 list the CFP designation.

Which firm has the most financial advisors in Lubbock?

Edward Jones, with 37 registered advisors in Lubbock, followed by Raymond James Financial Services Advisors, Inc. with 20.

How do I check a financial advisor in Lubbock?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.