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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Austin, TX

Every SEC-registered investment adviser representative at a firm office in Austin, with the firms that employ the most of them.

3,485 registered advisors work in Austin; the most are at Kestra Advisory Services, LLC (418). 545 list the CFP designation and 2,463 are also registered broker representatives.

Firms with the most advisors in Austin

FirmAdvisors in Austin
Kestra Advisory Services, LLC news418
Dimensional Fund Advisors LP208
Charles Schwab & Co., Inc. news197
Merrill Lynch, Pierce, Fenner & Smith Incorporated news137
J.P. Morgan Securities LLC news119
LPL Financial LLC news117
Morgan Stanley news101
Wells Fargo Clearing Services, LLC news100
49 Financial91
Strategic Advisers LLC85
Edward Jones news72
Hub Investment Partners, LLC68
Ameriprise Financial Services, LLC news65
Kestra Private Wealth Services, LLC news61
Equitable Advisors, LLC news49
UBS Financial Services Inc. news49
Cetera Investment Advisers LLC news40
Raymond James & Associates, Inc. news34
Victory Financial34
MML Investors Services, LLC33
Sage Advisory Services Ltd. Co.33
Waterloo Capital33
Voya Financial Advisors, Inc.31
First Trust Advisors LP30
State Farm Investment Management Corp.28

Advisors in Austin, A to Z (first 300 of 3,485)

CFP advisors in Austin →

Other cities in Texas

All of Texas →

Houston 4,722Dallas 3,888Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758The Woodlands 540Southlake 325Sugar Land 305El Paso 249McKinney 245Katy 219Lubbock 217Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140Georgetown 137

Questions

How many financial advisors are in Austin, TX?

3,485 investment adviser representatives are registered at firm offices in Austin, Texas, according to the SEC's Investment Adviser Public Disclosure records. 2,463 of them are also registered as broker representatives, and 545 list the CFP designation.

Which firm has the most financial advisors in Austin?

Kestra Advisory Services, LLC, with 418 registered advisors in Austin, followed by Dimensional Fund Advisors LP with 208.

How do I check a financial advisor in Austin?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.