Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Austin, TX
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Austin, A to Z.
The short answer
48 registered advisors work at UBS Financial Services Inc. in Austin, out of 8,476 at the firm nationwide; it ranks number 16 in the city by advisors. 4 list the CFP designation and 48 are also registered broker representatives.
UBS Financial Services Inc. advisors in Austin, A to Z
Every UBS Financial Services Inc. advisor →- Elisabeth C. BaileyCertified Financial Planner · Also a broker rep
- Hardie Barr Jr.Also a broker rep
- Jennifer L. BassAlso a broker rep
- Thomas D. BrayCertified Financial Planner · Also a broker rep
- Douglas L. CarrollAlso a broker rep
- Jason J. ChirogianisAlso a broker rep
- Cary W. ClevengerAlso a broker rep
- Robert Clevenger Jr.Also a broker rep
- Michael CostaAlso a broker rep
- James R. DellAlso a broker rep
- Kyle W. DouglasAlso a broker rep
- Paul M. DouglasCertified Financial Planner · Also a broker rep
- Francois Du PasquierAlso a broker rep
- Samuel J. DuckettAlso a broker rep
- Garret S. ElderAlso a broker rep
- Lori A. FarkasAlso a broker rep
- Kyle J. GauthreauxAlso a broker rep
- Peggy E. GodwinAlso a broker rep
- Melissa H. JamesonAlso a broker rep
- Sandra J. JarmanAlso a broker rep
- Nancy M. KilbyAlso a broker rep
- William E. LawesAlso a broker rep
- Leigh D. McLaffertyAlso a broker rep
- Jay P. MechlingAlso a broker rep
- Ryan W. MillerAlso a broker rep
- Laura J. MoelleringAlso a broker rep
- Mark A. MooreAlso a broker rep
- Jamal L. MorrisAlso a broker rep
- Virginia NassourAlso a broker rep
- Jan O'ConnellAlso a broker rep
- Timothy A. OatesAlso a broker rep
- Grace A. PenaAlso a broker rep
- Joshua C. PottingerAlso a broker rep
- Matthew B. RappaportAlso a broker rep
- Stephen D. RiebeChartered Financial Consultant · Also a broker rep
- Brett RileyAlso a broker rep
- John M. RinkerAlso a broker rep
- Patterson H. RobertsonAlso a broker rep
- Cody RossAlso a broker rep
- Matthew J. SchaeferAlso a broker rep
- David E. SchoenCertified Financial Planner · Also a broker rep
- Jordan M. SilvermanAlso a broker rep
- Shoba SriaiyerAlso a broker rep
- John P. TuccioAlso a broker rep
- Ryan TurnerAlso a broker rep
- Jennifer R. WardAlso a broker rep
- David J. WrightAlso a broker rep
- Saina YadlapalliAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Austin
All Austin advisors →Kestra Advisory Services, LLC 417Dimensional Fund Advisors LP 210Charles Schwab & Co., Inc. 203Merrill Lynch, Pierce, Fenner & Smith Incorporated 125J.P. Morgan Securities LLC 118LPL Financial LLC 112Morgan Stanley 10449 Financial 99Wells Fargo Clearing Services, LLC 97Strategic Advisers LLC 86Edward Jones 72Kestra Private Wealth Services, LLC 69
Questions
How many financial advisors does UBS Financial Services Inc. have in Austin?
48 investment adviser representatives are registered at UBS Financial Services Inc. offices in Austin, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 4 list the CFP designation and 48 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Austin?
UBS Financial Services Inc. ranks number 16 in Austin by registered advisors; Kestra Advisory Services, LLC has the most, with 417.
How do I check a UBS Financial Services Inc. advisor in Austin?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.