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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Dallas, TX

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Dallas, A to Z.

The short answer

137 registered advisors work at UBS Financial Services Inc. in Dallas, out of 8,475 at the firm nationwide; it ranks number 4 in the city by advisors. 7 list the CFP designation and 137 are also registered broker representatives.

UBS Financial Services Inc. advisors in Dallas, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115Washington, DC 109

Other firms in Dallas

All Dallas advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 233J.P. Morgan Securities LLC 228Morgan Stanley 226Goldman Sachs Wealth Services, L.P. 94Cetera Investment Advisers LLC 85Wells Fargo Clearing Services, LLC 83Rockefeller Financial LLC 78LPL Financial LLC 73Hilltop Securities Inc. 70Momentum Independent Network Inc. 69Strategic Advisers LLC 68Level Four Advisory Services 59

Questions

How many financial advisors does UBS Financial Services Inc. have in Dallas?

137 investment adviser representatives are registered at UBS Financial Services Inc. offices in Dallas, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 7 list the CFP designation and 137 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Dallas?

UBS Financial Services Inc. ranks number 4 in Dallas by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 233.

How do I check a UBS Financial Services Inc. advisor in Dallas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.