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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Dallas, TX

Every SEC-registered investment adviser representative at a firm office in Dallas, with the firms that employ the most of them.

4,082 registered advisors work in Dallas; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (260). 0 list the CFP designation and 2,822 are also registered broker representatives.

Firms with the most advisors in Dallas

FirmAdvisors in Dallas
Merrill Lynch, Pierce, Fenner & Smith Incorporated news260
Morgan Stanley news239
J.P. Morgan Securities LLC news213
UBS Financial Services Inc. news145
Strategic Advisers LLC107
Cetera Investment Advisers LLC news99
Goldman Sachs Wealth Services, L.P. news95
Rockefeller Financial LLC news88
Wells Fargo Clearing Services, LLC news87
LPL Financial LLC news81
Hilltop Securities Inc.73
Momentum Independent Network Inc.71
Level Four Advisory Services64
Integrity Advisory Solutions60
Prospera Financial Services, Inc.60
Equitable Advisors, LLC news57
MML Investors Services, LLC57
Raymond James & Associates, Inc. news56
Advisor Resource Council50
Corient news49
Edward Jones news47
Florida Financial Advisors, LLC47
RBC Capital Markets, LLC news46
Stifel, Nicolaus & Company, Incorporated news43
Texas Capital Bank Private Wealth Advisors42

Advisors in Dallas, A to Z (first 300 of 4,082)

Search all of Texas →

Other cities in Texas

All of Texas →

Houston 5,014Austin 3,691Plano 3,256San Antonio 1,899Fort Worth 1,700Westlake 1,495Frisco 804The Woodlands 588Southlake 343Sugar Land 331El Paso 266McKinney 241Lubbock 233Katy 225Tyler 219Arlington 207Irving 198Richardson 193Corpus Christi 186Spring 171Amarillo 165Addison 147Allen 147Georgetown 136

Questions

How many financial advisors are in Dallas, TX?

4,082 investment adviser representatives are registered at firm offices in Dallas, Texas, according to the SEC's Investment Adviser Public Disclosure records. 2,822 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Dallas?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 260 registered advisors in Dallas, followed by Morgan Stanley with 239.

How do I check a financial advisor in Dallas?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.