Wealth manager, bank-affiliated · Dallas, TX
Texas Capital Bank Private Wealth Advisors
Texas Capital Bank Wealth Management Services, Inc. · SEC-registered investment adviser · CRD 298422 · SEC 801-114364
At a glance
Texas Capital Bank Private Wealth Advisors is an SEC-registered investment adviser based in Dallas, Texas, with $4.2 billion in regulatory assets under management as of its Form ADV filed June 16, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 501 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 397th of 8,915 wealth managers and 2,354th of 17,210 SEC-registered advisers by assets.
Main office 945-229-5873texascapitalbank.comAs filed on Form ADV
- Regulatory AUM
- $4.2B
- Rank among wealth managers
- #397 of 8,915
- Rank among all SEC RIAs
- #2,354 of 17,210
- Rank in Texas
- #103 of 1,081
- Individual clients
- 501
- High-net-worth clients
- 501
- Accounts
- 2,251
- Discretionary
- 80% of AUM
- Employees
- 64
- Advisory staff
- 39
- Offices
- 6
Owners and executives on its Form ADV
- John W. CummingsDirector
- John M. ScurlockDirector
- James F. ClingmanDirector
- Vivek A. MisraChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Texas Capital Bank Private Wealth Advisors is a hybrid RIA: 39 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Tcbi Securities, Inc..
- Tcbi Securities, Inc. ↗CRD 313304
Its Form ADV brochure (filed June 2026) names Kingswood Capital Partners and Tcbi Securities as the broker-dealer its advisers are registered with.
Certain employees of the Adviser are also Registered Representatives of Kingswood Capital Partners, LLC (“Kingswood”), a FINRA and SIPC member and registered broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 501 | $2.2B | 52% |
| Corporations or other businesses | 128 | $1.1B | 27% |
| Banking or thrift institutions | 47 | $418M | 10% |
| Investment companies | 1 | $240M | 6% |
| Charitable organizations | 58 | $233M | 6% |
Disciplinary disclosures
Texas Capital Bank Private Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗texascapitalbank.com ↗
AtlasMembers
The full record on Texas Capital Bank Private Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 980 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Texas Capital Bank Private Wealth Advisors manage?
Texas Capital Bank Private Wealth Advisors reports $4.2 billion in regulatory assets under management across 2,251 accounts, 80% of it on a discretionary basis, on its Form ADV filed June 16, 2026.
What kind of firm is Texas Capital Bank Private Wealth Advisors?
Texas Capital Bank Private Wealth Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Texas Capital Bank Private Wealth Advisors’s clients?
By assets, its largest client types are high-net-worth individuals ($2.2 billion, 501 clients); corporations or other businesses ($1.1 billion, 128 clients); banking or thrift institutions ($418 million, 47 clients).
Does Texas Capital Bank Private Wealth Advisors have any disciplinary history?
Texas Capital Bank Private Wealth Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Texas Capital Bank Private Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →