Chief Compliance Officer · Texas Capital Bank Private Wealth Advisors
Vivek A. Misra
CRD 8078773 · Named on Form ADV at one SEC-registered adviser
At a glance
Texas Capital Bank Private Wealth Advisors, an SEC-registered wealth manager based in Dallas, TX with $4.2 billion in regulatory assets, lists Vivek A. Misra on its Form ADV as Chief Compliance Officer.
Firms and roles
- Texas Capital Bank Private Wealth AdvisorsChief Compliance OfficerWealth manager · Dallas, TX · $4.2B in regulatory assets
AtlasMembers
Vivek’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- John W. CummingsDirector, Texas Capital Bank Private Wealth Advisors
- John M. ScurlockDirector, Texas Capital Bank Private Wealth Advisors
- James F. ClingmanDirector, Texas Capital Bank Private Wealth Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Vivek’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.