Wealth manager, bank-affiliated · Dallas, TX
Level Four Advisory Services
Level Four Advisory Services, LLC · SEC-registered investment adviser · CRD 134086 · SEC 801-66368
At a glance
Level Four Advisory Services is an SEC-registered investment adviser based in Dallas, Texas, with $6.5 billion in regulatory assets under management as of its Form ADV filed September 11, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 14,964 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 257th of 8,915 wealth managers and 1,771st of 17,210 SEC-registered advisers by assets.
Main office 972-665-0878levelfourgroup.comAs filed on Form ADV
- Regulatory AUM
- $6.5B
- Rank among wealth managers
- #257 of 8,915
- Rank among all SEC RIAs
- #1,771 of 17,210
- Rank in Texas
- #75 of 1,081
- Individual clients
- 14,964
- High-net-worth clients
- 5,075
- Accounts
- 15,720
- Discretionary
- 90% of AUM
- Employees
- 136
- Advisory staff
- 119
- Offices
- 71
Owners and executives on its Form ADV
- Jill M. ZachaChief Compliance Officer, Corporate Counsel
- Britt WoodsPresident - Level Four Group, LLC
Custody and brokerage
Broker-dealer
Hybrid RIA
Level Four Advisory Services is a hybrid RIA: 116 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: CRI M&a Advisors, LLC and Level Four Financial, LLC.
- CRI M&a Advisors, LLC ↗CRD 154996
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, April 2026
- Level Four Financial, LLC ↗CRD 25700
Its Form ADV brochure (filed March 2026) names Level Four Financial and Raymond James & Associates as the broker-dealer its advisers are registered with.
These “doing business as” names are marketing names approved for LFAS Advisory Representatives conducting business in their capacity as a Registered Representative of Level Four Financial, LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 5,075 | $3.2B | 49% |
| Individuals | 9,889 | $1.6B | 24% |
| Pension and profit sharing plans | 537 | $1.4B | 22% |
| Corporations or other businesses | 152 | $283M | 4% |
| Charitable organizations | 67 | $56M | <1% |
Disciplinary disclosures
Level Four Advisory Services reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗levelfourgroup.com ↗
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The full record on Level Four Advisory Services
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Rank against 633 peers of its type and size
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- Owners and executives, with titles and stakes
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- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Level Four Advisory Services manage?
Level Four Advisory Services reports $6.5 billion in regulatory assets under management across 15,720 accounts, 90% of it on a discretionary basis, on its Form ADV filed September 11, 2026.
What kind of firm is Level Four Advisory Services?
Level Four Advisory Services is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons.
Who are Level Four Advisory Services’s clients?
By assets, its largest client types are high-net-worth individuals ($3.2 billion, 5,075 clients); individuals ($1.6 billion, 9,889 clients); pension and profit sharing plans ($1.4 billion, 537 clients).
Does Level Four Advisory Services have any disciplinary history?
Level Four Advisory Services reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Level Four Advisory Services’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →