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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Dallas, TX

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Dallas, A to Z.

The short answer

45 registered advisors work at RBC Capital Markets, LLC in Dallas, out of 3,466 at the firm nationwide; it ranks number 23 in the city by advisors. 1 list the CFP designation and 45 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Dallas, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36Annapolis, MD 35

Other firms in Dallas

All Dallas advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 239Morgan Stanley 225J.P. Morgan Securities LLC 213UBS Financial Services Inc. 137Strategic Advisers LLC 104Goldman Sachs Wealth Services, L.P. 95Cetera Investment Advisers LLC 89Rockefeller Financial LLC 87Wells Fargo Clearing Services, LLC 83LPL Financial LLC 76Hilltop Securities Inc. 70Momentum Independent Network Inc. 65

Questions

How many financial advisors does RBC Capital Markets, LLC have in Dallas?

45 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Dallas, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 1 list the CFP designation and 45 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Dallas?

RBC Capital Markets, LLC ranks number 23 in Dallas by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 239.

How do I check a RBC Capital Markets, LLC advisor in Dallas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.