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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Florham Park, NJ

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Florham Park, A to Z.

The short answer

90 registered advisors work at RBC Capital Markets, LLC in Florham Park, out of 3,466 at the firm nationwide; it ranks number 2 in the city by advisors. 10 list the CFP designation and 90 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Florham Park, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36Annapolis, MD 35

Other firms in Florham Park

All Florham Park advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 154Rockefeller Financial LLC 76Wells Fargo Clearing Services, LLC 43UBS Financial Services Inc. 36Ameriprise Financial Services, LLC 21Oppenheimer & Co. Inc. 18LPL Financial LLC 17Park Avenue Securities LLC 16Jeffrey Matthews Wealth Management, LLC 14Northwestern Mutual Investment Services, LLC 12Mariner 11Cetera Investment Advisers LLC 10

Questions

How many financial advisors does RBC Capital Markets, LLC have in Florham Park?

90 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Florham Park, New Jersey, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 10 list the CFP designation and 90 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Florham Park?

RBC Capital Markets, LLC ranks number 2 in Florham Park by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 154.

How do I check a RBC Capital Markets, LLC advisor in Florham Park?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.