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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Beverly Hills, CA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Beverly Hills, A to Z.

The short answer

36 registered advisors work at RBC Capital Markets, LLC in Beverly Hills, out of 3,466 at the firm nationwide; it ranks number 4 in the city by advisors. 2 list the CFP designation and 36 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Beverly Hills, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Chicago, IL 36Annapolis, MD 35

Other firms in Beverly Hills

All Beverly Hills advisors →

Morgan Stanley 154Wells Fargo Clearing Services, LLC 85Merrill Lynch, Pierce, Fenner & Smith Incorporated 78UBS Financial Services Inc. 37Raymond James & Associates, Inc. 35Citigroup Global Markets Inc. 28Hsbc Securities (USA) Inc. 14Aire Advisors, LLC 12Siebert Advisornxt, LLC. 10Wells Fargo Advisors Financial Network, LLC 10Grant Tani Barash & Altman, LLC 7RBC Rochdale, LLC 7

Questions

How many financial advisors does RBC Capital Markets, LLC have in Beverly Hills?

36 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Beverly Hills, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 2 list the CFP designation and 36 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Beverly Hills?

RBC Capital Markets, LLC ranks number 4 in Beverly Hills by registered advisors; Morgan Stanley has the most, with 154.

How do I check a RBC Capital Markets, LLC advisor in Beverly Hills?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.