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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Beverly Hills, CA

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Beverly Hills, A to Z.

The short answer

78 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Beverly Hills, out of 22,882 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 78 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Beverly Hills, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175

Other firms in Beverly Hills

All Beverly Hills advisors →

Morgan Stanley 154Wells Fargo Clearing Services, LLC 85RBC Capital Markets, LLC 39UBS Financial Services Inc. 37Raymond James & Associates, Inc. 35Citigroup Global Markets Inc. 28Hsbc Securities (USA) Inc. 14Aire Advisors, LLC 12Siebert Advisornxt, LLC. 10Wells Fargo Advisors Financial Network, LLC 10Grant Tani Barash & Altman, LLC 7RBC Rochdale, LLC 7

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Beverly Hills?

78 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Beverly Hills, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 0 list the CFP designation and 78 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Beverly Hills?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 3 in Beverly Hills by registered advisors; Morgan Stanley has the most, with 154.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Beverly Hills?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.