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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in San Francisco, CA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in San Francisco, A to Z.

The short answer

41 registered advisors work at RBC Capital Markets, LLC in San Francisco, out of 3,466 at the firm nationwide; it ranks number 15 in the city by advisors. 2 list the CFP designation and 41 are also registered broker representatives.

RBC Capital Markets, LLC advisors in San Francisco, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36Annapolis, MD 35

Other firms in San Francisco

All San Francisco advisors →

Morgan Stanley 427J.P. Morgan Securities LLC 286Merrill Lynch, Pierce, Fenner & Smith Incorporated 218UBS Financial Services Inc. 209Farther 144Wells Fargo Clearing Services, LLC 110Strategic Advisers LLC 75Citigroup Global Markets Inc. 73Charles Schwab & Co., Inc. 70Iconiq Capital, LLC 69Schwab Wealth Advisory, Inc. 67Parallel Advisors, LLC 55

Questions

How many financial advisors does RBC Capital Markets, LLC have in San Francisco?

41 investment adviser representatives are registered at RBC Capital Markets, LLC offices in San Francisco, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 2 list the CFP designation and 41 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in San Francisco?

RBC Capital Markets, LLC ranks number 15 in San Francisco by registered advisors; Morgan Stanley has the most, with 427.

How do I check a RBC Capital Markets, LLC advisor in San Francisco?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.