Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Houston, A to Z.
The short answer
57 registered advisors work at RBC Capital Markets, LLC in Houston, out of 3,466 at the firm nationwide; it ranks number 14 in the city by advisors. 7 list the CFP designation and 57 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Houston, A to Z
Every RBC Capital Markets, LLC advisor →- Brian L. AndersonCertified Financial Planner · Also a broker rep
- Daniel L. AustinAlso a broker rep
- Ashley N. BalikesAlso a broker rep
- Hunter H. BentleyAlso a broker rep
- Brian J. BergeronCertified Financial Planner · Also a broker rep
- Shawn L. BernhardCertified Financial Planner · Also a broker rep
- Stephanie L. BrownAlso a broker rep
- John E. BundockAlso a broker rep
- Nicole ChanAlso a broker rep
- Robert J. ClawsonAlso a broker rep
- William T. Cone Jr.Also a broker rep
- Christopher J. DennisAlso a broker rep
- Connie DiazAlso a broker rep
- Linda C. DonovanAlso a broker rep
- Aidan Duignan-PapineauAlso a broker rep
- Terri O. EdwardsAlso a broker rep
- Marcus A. Fair Jr.Also a broker rep
- Stephanie B. FexerAlso a broker rep
- Tiffany J. FloydAlso a broker rep
- Michael E. FowlerAlso a broker rep
- Leslie B. FoxAlso a broker rep
- Richard S. FriedmanAlso a broker rep
- Brent A. GarrettAlso a broker rep
- Jay GentryAlso a broker rep
- Clarence B. Grier Jr.Also a broker rep
- Harvey H. HardeeAlso a broker rep
- Heather L. HardeeAlso a broker rep
- John C. HeathAlso a broker rep
- Steven A. HerzogAlso a broker rep
- Walker HerzogAlso a broker rep
- Brent M. HowardAlso a broker rep
- Tim B. HudnallAlso a broker rep
- Lisa M. IsenhowerAlso a broker rep
- Kelly D. KilloughAlso a broker rep
- Albert M. Krohn Jr.Also a broker rep
- Robert E. Maxwell IIIAlso a broker rep
- John N. McIntyreAlso a broker rep
- Mary M. McIntyreAlso a broker rep
- David G. MillerAlso a broker rep
- Braxton J. MoutonAlso a broker rep
- Randy S. NelsonAlso a broker rep
- Reed PadgettCertified Financial Planner · Also a broker rep
- John A. PendergrastAlso a broker rep
- Wesley D. PruittAlso a broker rep
- Leonardo ReyesAlso a broker rep
- Blake T. RuskCertified Financial Planner · Also a broker rep
- Marc R. SanctonAlso a broker rep
- Clinton B. SepolioAlso a broker rep
- Jo A. StiboraAlso a broker rep
- Lynn D. ThompsonAlso a broker rep
- Christopher TottenAlso a broker rep
- Margarita VlassovaAlso a broker rep
- Craig D. WakefieldAlso a broker rep
- Valerie G. WalterCertified Financial Planner · Also a broker rep
- Scott M. WaltmonAlso a broker rep
- Critt D. Walton Jr.Certified Financial Planner · Also a broker rep
- Grady WestAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36Annapolis, MD 35
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76
Questions
How many financial advisors does RBC Capital Markets, LLC have in Houston?
57 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 7 list the CFP designation and 57 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Houston?
RBC Capital Markets, LLC ranks number 14 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.
How do I check a RBC Capital Markets, LLC advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.