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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Minneapolis, MN

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Minneapolis, A to Z.

The short answer

191 registered advisors work at RBC Capital Markets, LLC in Minneapolis, out of 3,473 at the firm nationwide; it ranks number 4 in the city by advisors. 12 list the CFP designation and 191 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Minneapolis, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

New York, NY 150Florham Park, NJ 91Wayzata, MN 71Seattle, WA 64Houston, TX 59Vienna, VA 59Dallas, TX 44Leawood, KS 42Atlanta, GA 41San Francisco, CA 40Beverly Hills, CA 39Boston, MA 39Edina, MN 39Annapolis, MD 36Boca Raton, FL 35

Other firms in Minneapolis

All Minneapolis advisors →

Ameriprise Financial Services, LLC 407Thrivent Investment Management Inc. 342Wells Fargo Clearing Services, LLC 194Cetera Investment Advisers LLC 80Focus Financial 66Cliftonlarsonallen Wealth Advisors, LLC 56Merrill Lynch, Pierce, Fenner & Smith Incorporated 51Northrock Partners, LLC 46Equitable Advisors, LLC 44Thrivent Advisor Network, LLC 43Morgan Stanley 34UBS Financial Services Inc. 34

Questions

How many financial advisors does RBC Capital Markets, LLC have in Minneapolis?

191 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Minneapolis, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 nationwide. 12 list the CFP designation and 191 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Minneapolis?

RBC Capital Markets, LLC ranks number 4 in Minneapolis by registered advisors; Ameriprise Financial Services, LLC has the most, with 407.

How do I check a RBC Capital Markets, LLC advisor in Minneapolis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.