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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Minneapolis, MN

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Minneapolis, A to Z.

The short answer

51 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Minneapolis, out of 22,881 at the firm nationwide; it ranks number 9 in the city by advisors. 4 list the CFP designation and 51 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Minneapolis, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191

Other firms in Minneapolis

All Minneapolis advisors →

Ameriprise Financial Services, LLC 445Thrivent Investment Management Inc. 346RBC Capital Markets, LLC 196Wells Fargo Clearing Services, LLC 196Cetera Investment Advisers LLC 89Focus Financial 65Cliftonlarsonallen Wealth Advisors, LLC 55Thrivent Advisor Network, LLC 54Northrock Partners, LLC 50Equitable Advisors, LLC 46UBS Financial Services Inc. 41Morgan Stanley 35

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Minneapolis?

51 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Minneapolis, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 4 list the CFP designation and 51 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Minneapolis?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 9 in Minneapolis by registered advisors; Ameriprise Financial Services, LLC has the most, with 445.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Minneapolis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.