Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WSR The Rise Of The Fractional Family OfficeIN Private equity is knocking. Who should be in your corner?IN Freehold Wealth Management brings $576M to Osaic in multigenerational moveIN Sanctuary Wealth adds elder care platform to advisor toolkitIN Beyond tax loss harvesting: why long-short strategies demand a harder lookIN Investors still want advisors, even as AI expands investment choicesIN AI poses moderate disruption risk to wealth managers and retail banks, Fitch saysCW Podcast: Schwab takes its cut, Beacon Pointe powers upRB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predicts

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Southlake, TX

Every SEC-registered investment adviser representative at a firm office in Southlake, with the firms that employ the most of them.

325 registered advisors work in Southlake; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (31). 58 list the CFP designation and 230 are also registered broker representatives.

Firms with the most advisors in Southlake

FirmAdvisors in Southlake
Merrill Lynch, Pierce, Fenner & Smith Incorporated news31
Strategic Advisers LLC27
Wells Fargo Clearing Services, LLC news20
Edward Jones news19
Charles Schwab & Co., Inc. news15
Ameriprise Financial Services, LLC news14
Morgan Stanley news14
Cetera Investment Advisers LLC news11
Cwm, LLC9
J.P. Morgan Securities LLC news9
LPL Financial LLC news8
Raymond James & Associates, Inc. news8
Trinity Portfolio Advisors, LLC8
Mills Wealth Advisors, LLC7
Park Avenue Securities LLC6
Bakeravenue5
Sanctuary Advisors, LLC5
St. James Investment Company, LLC5
Stifel, Nicolaus & Company, Incorporated news5
Focus Partners Wealth, LLC4
Prestige Wealth Management4
Tl Private Wealth4
Aspen Creek Wealth Management, LLC3
Combs Capital Partners3
Foundations Investment Advisors LLC3

Advisors in Southlake, A to Z (first 300 of 325)

CFP advisors in Southlake →

Other cities in Texas

All of Texas →

Houston 4,722Dallas 3,888Austin 3,485Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758The Woodlands 540Sugar Land 305El Paso 249McKinney 245Katy 219Lubbock 217Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140Georgetown 137

Questions

How many financial advisors are in Southlake, TX?

325 investment adviser representatives are registered at firm offices in Southlake, Texas, according to the SEC's Investment Adviser Public Disclosure records. 230 of them are also registered as broker representatives, and 58 list the CFP designation.

Which firm has the most financial advisors in Southlake?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 31 registered advisors in Southlake, followed by Strategic Advisers LLC with 27.

How do I check a financial advisor in Southlake?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.