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Financial ADVSR advisor directory · SEC adviser records

Ameriprise Financial Services, LLC financial advisors in Southlake, TX

Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in Southlake, A to Z.

The short answer

14 registered advisors work at Ameriprise Financial Services, LLC in Southlake, out of 11,730 at the firm nationwide; it ranks number 6 in the city by advisors. 2 list the CFP designation and 14 are also registered broker representatives.

Ameriprise Financial Services, LLC advisors in Southlake, A to Z

Every Ameriprise Financial Services, LLC advisor →

Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →

Ameriprise Financial Services, LLC advisors in other cities

Minneapolis, MN 407Edina, MN 144Houston, TX 136Columbus, OH 109Charlotte, NC 102Boca Raton, FL 99Las Vegas, NV 94New York, NY 90Honolulu, HI 85Troy, MI 84Scottsdale, AZ 68Indianapolis, IN 66Austin, TX 65Tampa, FL 64Atlanta, GA 63

Other firms in Southlake

All Southlake advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Strategic Advisers LLC 27Wells Fargo Clearing Services, LLC 20Edward Jones 19Charles Schwab & Co., Inc. 15Morgan Stanley 14Cetera Investment Advisers LLC 11Cwm, LLC 9J.P. Morgan Securities LLC 9LPL Financial LLC 8Raymond James & Associates, Inc. 8Trinity Portfolio Advisors, LLC 8

Questions

How many financial advisors does Ameriprise Financial Services, LLC have in Southlake?

14 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in Southlake, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 11,730 nationwide. 2 list the CFP designation and 14 are also registered as broker representatives.

Is Ameriprise Financial Services, LLC one of the largest advisor employers in Southlake?

Ameriprise Financial Services, LLC ranks number 6 in Southlake by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 31.

How do I check a Ameriprise Financial Services, LLC advisor in Southlake?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.