Financial ADVSR advisor directory · SEC adviser records
Cwm, LLC financial advisors in Southlake, TX
Every SEC-registered investment adviser representative at a Cwm, LLC office in Southlake, A to Z.
9 registered advisors work at Cwm, LLC in Southlake, out of 634 at the firm nationwide; it ranks number 9 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.
Cwm, LLC advisors in Southlake, A to Z
Every Cwm, LLC advisor →- Brian W. ArmstrongCertified Financial Planner · Also a broker rep
- Daniel T. BarkerInvestment adviser rep
- Cole DavidInvestment adviser rep
- Daniel B. EdwardsAlso a broker rep
- Ryan C. HadashCertified Financial Planner · Also a broker rep
- Jeffrey W. MaynardInvestment adviser rep
- Jace C. ReesInvestment adviser rep
- H J. SturgeonInvestment adviser rep
- Lindsey N. TooleInvestment adviser rep
Cwm, LLC advisors in every city and state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Cwm, LLC advisors in other cities
Omaha, NE 265Scottsdale, AZ 13Baton Rouge, LA 10Amarillo, TX 9Palatine, IL 8Cincinnati, OH 7Yuma, AZ 7Wichita, KS 6Austin, TX 5Cedar Rapids, IA 5Green Bay, WI 5Hastings, NE 5Irvine, CA 5Lake Oswego, OR 5Lebanon, NH 5
Other firms in Southlake
All Southlake advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Strategic Advisers LLC 27Wells Fargo Clearing Services, LLC 20Edward Jones 19Charles Schwab & Co., Inc. 15Ameriprise Financial Services, LLC 14Morgan Stanley 14Cetera Investment Advisers LLC 11J.P. Morgan Securities LLC 9LPL Financial LLC 8Raymond James & Associates, Inc. 8Trinity Portfolio Advisors, LLC 8
Questions
How many financial advisors does Cwm, LLC have in Southlake?
9 investment adviser representatives are registered at Cwm, LLC offices in Southlake, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 634 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.
Is Cwm, LLC one of the largest advisor employers in Southlake?
Cwm, LLC ranks number 9 in Southlake by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 31.
How do I check a Cwm, LLC advisor in Southlake?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.