Financial ADVSR advisor directory · SEC adviser records
Cwm, LLC financial advisors in Baton Rouge, LA
Every SEC-registered investment adviser representative at a Cwm, LLC office in Baton Rouge, A to Z.
The short answer
10 registered advisors work at Cwm, LLC in Baton Rouge, out of 597 at the firm nationwide; it ranks number 24 in the city by advisors. 6 list the CFP designation and 3 are also registered broker representatives.
Cwm, LLC advisors in Baton Rouge, A to Z
Every Cwm, LLC advisor →- Christopher M. AdamsAlso a broker rep
- Landon M. CollinsCertified Financial Planner · Also a broker rep
- Shawna M. GoodlyInvestment adviser rep
- Amy L. HallInvestment adviser rep
- Craig A. KliebertCertified Financial Planner
- Corey P. LuckettCertified Financial Planner
- Chad M. OlivierCertified Financial Planner · Also a broker rep
- Erin S. SibleyCertified Financial Planner
- Jason P. WindhamCertified Financial Planner, Chartered Financial Consultant
- Macade A. WrightInvestment adviser rep
Cwm, LLC advisors in every city and state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Cwm, LLC advisors in other cities
Omaha, NE 270Scottsdale, AZ 11Southlake, TX 9Green Bay, WI 8Palatine, IL 8Cedar Rapids, IA 6Hastings, NE 6Yuma, AZ 6Amarillo, TX 5Englewood, CO 5Fort Atkinson, WI 5Lake Oswego, OR 5Austin, TX 4Bethesda, MD 4Dallas, TX 4
Other firms in Baton Rouge
All Baton Rouge advisors →LPL Financial LLC 55Merrill Lynch, Pierce, Fenner & Smith Incorporated 43Cetera Investment Advisers LLC 35Edward Jones 32J.P. Morgan Securities LLC 31Morgan Stanley 30Raymond James & Associates, Inc. 30Ameriprise Financial Services, LLC 29LPL Enterprise, LLC 18Pfs Investments Inc. 14State Farm Investment Management Corp. 14Valic Financial Advisors, Inc. 14
Questions
How many financial advisors does Cwm, LLC have in Baton Rouge?
10 investment adviser representatives are registered at Cwm, LLC offices in Baton Rouge, Louisiana, according to the SEC's Investment Adviser Public Disclosure records, out of 597 nationwide. 6 list the CFP designation and 3 are also registered as broker representatives.
Is Cwm, LLC one of the largest advisor employers in Baton Rouge?
Cwm, LLC ranks number 24 in Baton Rouge by registered advisors; LPL Financial LLC has the most, with 55.
How do I check a Cwm, LLC advisor in Baton Rouge?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.