Financial ADVSR advisor directory · SEC adviser records
Cwm, LLC financial advisors in Scottsdale, AZ
Every SEC-registered investment adviser representative at a Cwm, LLC office in Scottsdale, A to Z.
The short answer
11 registered advisors work at Cwm, LLC in Scottsdale, out of 597 at the firm nationwide; it ranks number 39 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.
Cwm, LLC advisors in Scottsdale, A to Z
Every Cwm, LLC advisor →- Jeremy D. CheathamInvestment adviser rep
- Zachary P. GreenInvestment adviser rep
- Scott A. HadleyInvestment adviser rep
- Matthew A. KoryInvestment adviser rep
- Pascal M. KropfCertified Financial Planner
- Joseph J. Laux IIICertified Financial Planner
- Davis LevyInvestment adviser rep
- Brent S. PineCertified Financial Planner
- Ryan ThompsonInvestment adviser rep
- Bryan D. WebbCertified Financial Planner
- Rhiana M. WhitmireInvestment adviser rep
Cwm, LLC advisors in every city and state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Cwm, LLC advisors in other cities
Omaha, NE 270Southlake, TX 9Green Bay, WI 8Palatine, IL 8Cedar Rapids, IA 6Hastings, NE 6Yuma, AZ 6Amarillo, TX 5Baton Rouge, LA 5Englewood, CO 5Fort Atkinson, WI 5Lake Oswego, OR 5Austin, TX 4Bethesda, MD 4Dallas, TX 4
Other firms in Scottsdale
All Scottsdale advisors →Vanguard Advisers, Inc. 630Osaic Wealth, Inc. 291United Planners' Financial Services Of America A Limited Partner 154Wells Fargo Clearing Services, LLC 147Merrill Lynch, Pierce, Fenner & Smith Incorporated 135Morgan Stanley 127LPL Financial LLC 109Cetera Investment Advisers LLC 73Ameriprise Financial Services, LLC 69Strategic Advisers LLC 56MML Investors Services, LLC 50Equitable Advisors, LLC 49
Questions
How many financial advisors does Cwm, LLC have in Scottsdale?
11 investment adviser representatives are registered at Cwm, LLC offices in Scottsdale, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 597 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.
Is Cwm, LLC one of the largest advisor employers in Scottsdale?
Cwm, LLC ranks number 39 in Scottsdale by registered advisors; Vanguard Advisers, Inc. has the most, with 630.
How do I check a Cwm, LLC advisor in Scottsdale?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.