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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Scottsdale, AZ

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Scottsdale, A to Z.

The short answer

135 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Scottsdale, out of 22,881 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 135 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Scottsdale, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

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Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191

Other firms in Scottsdale

All Scottsdale advisors →

Vanguard Advisers, Inc. 630Osaic Wealth, Inc. 291United Planners' Financial Services Of America A Limited Partner 154Wells Fargo Clearing Services, LLC 147Morgan Stanley 127LPL Financial LLC 109Cetera Investment Advisers LLC 73Ameriprise Financial Services, LLC 69Strategic Advisers LLC 56MML Investors Services, LLC 50Equitable Advisors, LLC 49J.P. Morgan Securities LLC 47

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Scottsdale?

135 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Scottsdale, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 135 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Scottsdale?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 5 in Scottsdale by registered advisors; Vanguard Advisers, Inc. has the most, with 630.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Scottsdale?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.