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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Baton Rouge, LA

Every SEC-registered investment adviser representative at a firm office in Baton Rouge, with the firms that employ the most of them.

588 registered advisors work in Baton Rouge; the most are at LPL Financial LLC (55). 76 list the CFP designation and 483 are also registered broker representatives.

Firms with the most advisors in Baton Rouge

FirmAdvisors in Baton Rouge
LPL Financial LLC news55
Merrill Lynch, Pierce, Fenner & Smith Incorporated news43
Cetera Investment Advisers LLC news35
Edward Jones news32
J.P. Morgan Securities LLC news31
Morgan Stanley news30
Raymond James & Associates, Inc. news30
Ameriprise Financial Services, LLC news29
LPL Enterprise, LLC news18
Pfs Investments Inc.14
State Farm Investment Management Corp.14
Valic Financial Advisors, Inc.14
Wells Fargo Advisors Financial Network, LLC news14
Eagle Strategies LLC11
Osaic Wealth, Inc. news11
Raymond James Financial Services Advisors, Inc. news11
Wells Fargo Clearing Services, LLC news11
Pelican Investment Advisors, LLC10
Northwestern Mutual Investment Services, LLC9
UBS Financial Services Inc. news8
Abel Hall, LLC7
Mariner Independent news7
Park Avenue Securities LLC7
Cwm, LLC5
Gallagher Fiduciary Advisors, LLC5

Advisors in Baton Rouge, A to Z (first 300 of 588)

CFP advisors in Baton Rouge →

Other cities in Louisiana

All of Louisiana →

New Orleans 679Metairie 343Lafayette 313Shreveport 213Mandeville 176Lake Charles 107Covington 74Monroe 74Slidell 54Houma 52Alexandria 47Thibodaux 38New Iberia 28Ruston 26Hammond 25Bossier City 21Gretna 21Gonzales 19Kenner 16Denham Springs 15Harahan 15Opelousas 15West Monroe 15Sulphur 14

Questions

How many financial advisors are in Baton Rouge, LA?

588 investment adviser representatives are registered at firm offices in Baton Rouge, Louisiana, according to the SEC's Investment Adviser Public Disclosure records. 483 of them are also registered as broker representatives, and 76 list the CFP designation.

Which firm has the most financial advisors in Baton Rouge?

LPL Financial LLC, with 55 registered advisors in Baton Rouge, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 43.

How do I check a financial advisor in Baton Rouge?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.