Adviser and broker representative · Pfs Investments Inc.
Richard Dugas
CRD 6025163 · Baton Rouge, LA
At a glance
Richard Dugas is an investment adviser representative with Pfs Investments Inc. in Baton Rouge, LA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Richard’s SEC record dates to 2025, about 1 years ago. Richard is also registered as a broker representative.
Current advisory firm
- Pfs Investments Inc.Since August 2025Baton Rouge, LA · $16B in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- –
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Pfs Investments Inc.
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- Shannon M. BernardBaton Rouge
- Charles R. BrownBaton Rouge
- Rebecca B. CowartBaton Rouge
- Mark S. GibsonBaton Rouge
- Gilbert A. KeyBaton Rouge
- June S. LyleBaton Rouge
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