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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Baton Rouge, LA

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Baton Rouge, A to Z.

The short answer

9 registered advisors work at Northwestern Mutual Investment Services, LLC in Baton Rouge, out of 1,946 at the firm nationwide; it ranks number 18 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Baton Rouge, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Baton Rouge

All Baton Rouge advisors →

LPL Financial LLC 57Merrill Lynch, Pierce, Fenner & Smith Incorporated 43Cetera Investment Advisers LLC 36Edward Jones 31J.P. Morgan Securities LLC 30Raymond James & Associates, Inc. 30Morgan Stanley 29Ameriprise Financial Services, LLC 27LPL Enterprise, LLC 19Wells Fargo Advisors Financial Network, LLC 16Pfs Investments Inc. 15State Farm Investment Management Corp. 15

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Baton Rouge?

9 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Baton Rouge, Louisiana, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Baton Rouge?

Northwestern Mutual Investment Services, LLC ranks number 18 in Baton Rouge by registered advisors; LPL Financial LLC has the most, with 57.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Baton Rouge?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.