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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lake Charles, LA

Every SEC-registered investment adviser representative at a firm office in Lake Charles, with the firms that employ the most of them.

107 registered advisors work in Lake Charles; the most are at Morgan Stanley (18). 16 list the CFP designation and 94 are also registered broker representatives.

Firms with the most advisors in Lake Charles

FirmAdvisors in Lake Charles
Morgan Stanley news18
Edward Jones news14
State Farm Investment Management Corp.8
Wells Fargo Advisors Financial Network, LLC news8
J.P. Morgan Securities LLC news6
LPL Financial LLC news6
Ameriprise Financial Services, LLC news4
Fmp Wealth Advisers4
Merrill Lynch, Pierce, Fenner & Smith Incorporated news4
Newedge Advisors4
Northwestern Mutual Investment Services, LLC4
Eagle Strategies LLC3
Osaic Wealth, Inc. news3
Raymond James & Associates, Inc. news3
Allstate Financial Advisors, LLC2
Collective Wealth Advisors LLC2
Knights Of Columbus Asset Advisors LLC2
MML Investors Services, LLC2
Pfs Investments Inc.2
Raymond James Financial Services Advisors, Inc. news2
Benjamin F. Edwards & Company, Inc.1
Cetera Investment Advisers LLC news1
Integrity Alliance, LLC.1
Triad Wealth Partners, LLC1
Voya Financial Advisors, Inc.1

Advisors in Lake Charles, A to Z

CFP advisors in Lake Charles →

Other cities in Louisiana

All of Louisiana →

New Orleans 679Baton Rouge 588Metairie 343Lafayette 313Shreveport 213Mandeville 176Covington 74Monroe 74Slidell 54Houma 52Alexandria 47Thibodaux 38New Iberia 28Ruston 26Hammond 25Bossier City 21Gretna 21Gonzales 19Kenner 16Denham Springs 15Harahan 15Opelousas 15West Monroe 15Sulphur 14

Questions

How many financial advisors are in Lake Charles, LA?

107 investment adviser representatives are registered at firm offices in Lake Charles, Louisiana, according to the SEC's Investment Adviser Public Disclosure records. 94 of them are also registered as broker representatives, and 16 list the CFP designation.

Which firm has the most financial advisors in Lake Charles?

Morgan Stanley, with 18 registered advisors in Lake Charles, followed by Edward Jones with 14.

How do I check a financial advisor in Lake Charles?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.