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Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Lake Charles, LA
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Lake Charles, A to Z.
The short answer
4 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Lake Charles, out of 22,881 at the firm nationwide; it ranks number 9 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Lake Charles, A to Z
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →- Cheryl T. DuhonAlso a broker rep
- Kenneth B. MartinAlso a broker rep
- Patricia A. PhilmonAlso a broker rep
- Vaughn G. ScofieldAlso a broker rep
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Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities
New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191
Other firms in Lake Charles
All Lake Charles advisors →Morgan Stanley 18Edward Jones 14State Farm Investment Management Corp. 8Wells Fargo Advisors Financial Network, LLC 8J.P. Morgan Securities LLC 6LPL Financial LLC 6Ameriprise Financial Services, LLC 4Fmp Wealth Advisers 4Newedge Advisors 4Northwestern Mutual Investment Services, LLC 4Eagle Strategies LLC 3Osaic Wealth, Inc. 3
Questions
How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Lake Charles?
4 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Lake Charles, Louisiana, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Lake Charles?
Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 9 in Lake Charles by registered advisors; Morgan Stanley has the most, with 18.
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Lake Charles?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.