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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Monroe, LA

Every SEC-registered investment adviser representative at a firm office in Monroe, with the firms that employ the most of them.

74 registered advisors work in Monroe; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (20). 6 list the CFP designation and 66 are also registered broker representatives.

Firms with the most advisors in Monroe

FirmAdvisors in Monroe
Merrill Lynch, Pierce, Fenner & Smith Incorporated news20
LPL Financial LLC news11
State Farm Investment Management Corp.6
Raymond James & Associates, Inc. news4
Wells Fargo Clearing Services, LLC news4
Graham, Bordelon, Golson & Gilbert, Inc.3
LPL Enterprise, LLC news3
Eagle Strategies LLC2
J.P. Morgan Securities LLC news2
Money Concepts Capital Corp.2
Raymond James Financial Services Advisors, Inc. news2
Regal Investment Advisors LLC2
Vines Capital Management, LLC2
Argent Advisors, Inc.1
Brookstone Capital Management LLC1
Cetera Investment Advisers LLC news1
Cwm, LLC1
Edward Jones news1
Equitable Advisors, LLC news1
International Assets Investment Management, LLC1
Pelican Wealth Management1
Summit Financial Wealth Advisors1
Thirtynorth Investments, LLC1
Trillium Wealth LLC1

Advisors in Monroe, A to Z

CFP advisors in Monroe →

Other cities in Louisiana

All of Louisiana →

New Orleans 679Baton Rouge 588Metairie 343Lafayette 313Shreveport 213Mandeville 176Lake Charles 107Covington 74Slidell 54Houma 52Alexandria 47Thibodaux 38New Iberia 28Ruston 26Hammond 25Bossier City 21Gretna 21Gonzales 19Kenner 16Denham Springs 15Harahan 15Opelousas 15West Monroe 15Sulphur 14

Questions

How many financial advisors are in Monroe, LA?

74 investment adviser representatives are registered at firm offices in Monroe, Louisiana, according to the SEC's Investment Adviser Public Disclosure records. 66 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Monroe?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 20 registered advisors in Monroe, followed by LPL Financial LLC with 11.

How do I check a financial advisor in Monroe?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.