Wealth manager, wrap-program sponsor · Wheaton, IL
Brookstone Capital Management LLC
SEC-registered investment adviser · CRD 141413 · SEC 801-68010
At a glance
Brookstone Capital Management LLC is an SEC-registered investment adviser based in Wheaton, Illinois, with $12.8 billion in regulatory assets under management as of its Form ADV filed September 29, 2026. Its largest client group by assets is individuals, and it reports 54,810 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 134th of 8,915 wealth managers and 1,170th of 17,210 SEC-registered advisers by assets.
Main office 630-653-1400brookstonecm.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $13B
- Rank among wealth managers
- #134 of 8,915
- Rank among all SEC RIAs
- #1,170 of 17,210
- Rank in Illinois
- #68 of 684
- Individual clients
- 54,810
- High-net-worth clients
- 4,860
- Accounts
- 81,900
- Discretionary
- 100% of AUM
- Employees
- 405
- Advisory staff
- 320
- Offices
- 272
Owners and executives on its Form ADV
- Nadim ". ZayedChief Executive Officer
- Matthew L. LovettChief Compliance Officer
- Darryl D. RonconiPresident and Chief Operating Officer
- Mark W. DiorioChief Investment Officer
- Joel G. VanwoerkomVP, Operations
- Gideon C. MooreChief Legal Officer
- James J. QuinnChief Financial Officer
Custody and brokerage
Custodian
Brookstone Capital Management LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Brookstone Capital Management LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 49,950 | $11B | 86% |
| High-net-worth individuals | 4,860 | $1.6B | 13% |
| Corporations or other businesses | 35 | $88M | <1% |
Disciplinary disclosures
Brookstone Capital Management LLC answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗brookstonecm.com ↗
AtlasMembers
The full record on Brookstone Capital Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 336 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Brookstone Capital Management LLC manage?
Brookstone Capital Management LLC reports $12.8 billion in regulatory assets under management across 81,900 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 29, 2026.
What kind of firm is Brookstone Capital Management LLC?
Brookstone Capital Management LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Brookstone Capital Management LLC’s clients?
By assets, its largest client types are individuals ($11.0 billion, 49,950 clients); high-net-worth individuals ($1.6 billion, 4,860 clients); corporations or other businesses ($88 million, 35 clients).
Does Brookstone Capital Management LLC have any disciplinary history?
Brookstone Capital Management LLC answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Brookstone Capital Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →